Confidential — For Jason Greenberg, Gina Anderson, and Katie Van Cleave — Do Not Redistribute
AB Legacy Trust · Client Brief

A letter about your legacy.

Before we sign the trust, here is what it does, why it reads the way it reads, and what each of you is signing up for. Plain English. No surprises.

20Articles
5Compliance Challenges Solved
1Signing Ceremony
3People Signing
Prepared by Vince Caruso, Principal Wealth Strategist · Ascension Wealth · April 30, 2026
FromVince Caruso, Principal Wealth Strategist — Ascension Wealth
ToJason Greenberg, Gina Anderson, Katie Van Cleave
SubjectThe AB Legacy Trust — Pre-Meeting Brief
DateApril 30, 2026
At a Glance
Contents
Part 1Why a land trust, and why now
Part 2What each of you is signing up for
Part 3The five California compliance challenges we solved
Part 4The 20 articles — in plain English
Part 5The signing day — what actually happens
Part 6What you can do with the trust after it is signed
Part 7The questions we expect you will ask
Part 8How this was drafted — and why the depth matters
Part 9A word about legacy
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Part 1 — Why a Land Trust, and Why Now

What problem this trust solves — and why timing matters

Every California family that owns real property eventually faces three questions. Vince built the AB Legacy Trust to answer all three at once:

01
How Do We Avoid Probate?
Probate in California is public, slow, and expensive. A home worth $1.2 million can generate $25,000 or more in statutory fees — before the family sees a dime. The AB Legacy Trust moves your property out of the probate path entirely.
02
How Do We Protect the Property?
Lawsuits, creditors, and title complications are real risks for property owners. By placing legal title in Katie’s name as trustee, the trust adds a meaningful layer of privacy and protection while you remain in full control.
03
How Do We Preserve the Tax Base?
Under Proposition 13, your property tax is anchored to the year you purchased the home. A reassessment to current market value could triple your annual bill overnight. The trust is specifically designed to prevent that reassessment.

A land trust answers several of these questions at once. Here is the basic idea: you transfer legal title to a trusted person — Katie, in your case — while beneficial ownership stays with Jason and Gina. From the outside, the property is held in trust. From the inside, nothing changes. You still live there, you still make the decisions, you still collect the rent if you ever rent it out, and you can undo the whole arrangement at any time.

100%Beneficial Ownership Retained
$0Annual Trust Fees
Any TimeRight to Revoke
5 of 5CA Challenges Solved

Here is what the AB Legacy Trust does for you:

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Privacy

Moves legal title into Katie’s name so the property is no longer in Jason and Gina’s personal names on public record. Your ownership stays private.

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Tax Protection

Preserves your Proposition 13 base-year value so property taxes stay exactly where they are. No reassessment. No surprise tax bills.

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Mortgage Safety

Shields the transfer from triggering your mortgage’s due-on-sale clause under federal law (Garn-St. Germain Act). Your lender cannot call the loan.

Full Control

Jason and Gina remain the beneficial owners who direct Katie on every decision. Nothing happens without your written say-so.

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Full Exit

You can revoke the trust at any time, with or without cause. No penalties. No waiting period. Just written notice and the property comes back to you.

The human reason we are doing this

Estate documents exist for a difficult truth: one day, someone else will have to handle what you built. The AB Legacy Trust is designed so that when that day comes — whether through incapacity, death, or simply a desire to pass the home to the next generation — there is no ambiguity. No court fight. No guessing. Just a clear set of written instructions that you signed while you could.

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The property is still yours

This is the single most common fear when people hear the word “trust.” Let us be direct: you are not giving your home away. You are not giving Katie your home. You are placing legal title in her hands so she can hold it for you — like handing someone a key to a safety deposit box that only opens on your written instruction. The beneficial ownership, the right to live there, the right to sell, the right to rent, the right to take the whole thing back — all of that stays with Jason and Gina.

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Part 2 — What Each of You Is Signing Up For

Your roles, your rights, and what actually changes
Jason Greenberg & Gina Anderson
Beneficiaries · The Real Owners

As beneficiaries, you are the real owners. The trust calls you the holders of the power of direction — Katie cannot do anything with the property unless you tell her to, in writing.

Full Control
Every decision — sell, refinance, improve, lease — requires your written direction. Katie acts only when you say so. (Article 4)
Full Right to Revoke
Either of you can terminate the trust at any time. No penalties. No waiting. Just written notice. (Article 16)
Full Right to Live There
Nothing changes about your daily life. The trust does not affect your ability to occupy, use, or enjoy the home.
Full Right to Income
If you rent the property, the income is yours. Flows directly to you — no separate trust filing. (Article 6)
What actually shifts

The deed will show Katie Van Cleave, as Trustee of the AB Legacy Trust, instead of your personal names. That is the only visible change. Behind the scenes, you hold every right that matters.

Katie Van Cleave
Trustee · Title Holder

Your job is straightforward: hold legal title, act on written direction from Jason and Gina, and keep minimal records. Think of it as holding a key for someone you care about.

Hold Legal Title
Your name appears on the deed — keeping Jason and Gina’s names off public record. That’s the whole point.
Sign When Directed
When Jason and Gina want to sell or refinance, they send you a written direction. You sign. That’s it.
Minimal Records
No separate tax return. No bookkeeping. No financial management. Just be reachable when a signature is needed.
Zero Liability
You don’t pay the mortgage, taxes, or insurance. You don’t manage the property. You have no ownership stake and no financial risk.
Why Katie?

A trustee needs to be someone the beneficiaries trust personally. Katie was chosen because Jason and Gina trust her. That is the most important qualification. The trust is designed so the trustee’s duties are minimal and clearly defined — no guesswork involved.

HOW THE AB LEGACY TRUST WORKS
Beneficiaries · Joint Jason Greenberg & Gina Anderson
Hold 100% beneficial interest · Power of direction · Revocation rights
▼ written direction ▼
Trust Entity The AB Legacy Trust
California common-law land trust · Beneficial interest = personal property
▼ legal title held by ▼
Trustee · Individual Katie Van Cleave
Holds legal title · California domicile · Acts only on written direction
▼ title protects ▼
Asset · Schedule A Your California Real Property
Title held in trustee’s name · Subject to all trust-instrument protections
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Part 3 — The Five California Compliance Challenges We Solved

California has specific rules that most template trusts miss — we addressed all five

California is one of the most complex states for land trusts. Unlike Illinois or Florida, where land trusts are routine, California has no dedicated land-trust statute. That means the trust instrument itself must do extra work to stay compliant. We identified five specific compliance challenges and addressed every one of them.

#The ChallengeThe Risk If MissedHow the AB Legacy Trust Handles It
1 Proposition 13
Base-year value preservation
If the transfer triggers a “change in ownership” under Revenue & Taxation Code §60, your property taxes could be reassessed to current market value — potentially doubling or tripling your annual bill. The trust is structured so that beneficial ownership does not change. Jason and Gina remain the beneficial owners before and after the transfer. Under R&T §62(a)(2), a transfer to a trust where the transferor is the beneficiary is excluded from reassessment.
2 Proposition 19
Parent-child exclusion pathway
Under Prop 19 (R&T §63.1), the parent-child exclusion for inherited property now requires the child to use it as a primary residence within one year. If the trust is not structured correctly, the exclusion could be lost entirely. Articles 9 and 17 preserve the pathway for a future parent-to-child transfer by keeping the beneficiary interest structured in a way that a qualifying heir can claim the primary-residence exclusion when the time comes.
3 Garn-St. Germain Act
Due-on-sale clause shielding
Most mortgages contain a due-on-sale clause: if you transfer the property, the lender can demand full repayment immediately. For most families, that would mean losing the home. Federal law (12 U.S.C. §1701j-3) prohibits lenders from exercising a due-on-sale clause when the transfer is to a trust where the borrower remains a beneficiary. The AB Legacy Trust is designed to fall squarely within this protection. Jason and Gina stay as beneficiaries — the lender cannot call the loan.
4 Steuer v. FTB (2024)
Avoiding business-trust classification
In 2024, the California Franchise Tax Board successfully argued that certain trusts were “business trusts” subject to the $800 minimum franchise tax and separate entity taxation. If the AB Legacy Trust were classified as a business trust, it would owe $800 per year and file a separate return. Articles 3 and 6 explicitly prohibit the trustee from conducting any business activity, earning profit for the trust, or operating the property as a trade or business. All income flows directly to the beneficiaries. The trust exists solely to hold title — not to conduct commerce.
5 Documentary Transfer Tax
R&T §11911 exemption
When property changes hands in California, the county charges a documentary transfer tax. On a $1.2 million property, that is roughly $1,320 — an avoidable cost if the transfer qualifies for an exemption. Because no consideration (money) changes hands and the beneficial ownership does not change, the transfer qualifies for the R&T §11911 exemption. The grant deed will include the exemption language so the county recorder does not assess the tax.
COMPLIANCE COVERAGE Prop 13 Prop 19 Garn-St. Germain Steuer / FTB Transfer Tax AB Legacy Trust Typical Template Trust
All five, in one instrument.

Most template trusts available online address one or two of these issues. Few address Steuer. Almost none address all five in a single document tailored to California. The AB Legacy Trust was drafted with all five requirements on the table from the beginning — not bolted on after the fact.

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Part 4 — The 20 Articles in Plain English

Every article, what it says, and why it matters to you

The AB Legacy Trust contains 20 articles. Each one does something specific. Here is every article translated into plain English, along with the reason it exists.

Art.What It SaysWhy It Matters to You
1Names the trust, the date, and the parties involved.Establishes the legal identity of the trust so every other article has a clear reference point.
2Defines the purpose: hold title to real property in California.Keeps the trust narrowly focused on property — not business. This is critical for Steuer compliance.
3Prohibits the trustee from conducting any business activity.Prevents the trust from being classified as a business trust by the Franchise Tax Board. No $800 annual tax.
4Grants the power of direction to the beneficiaries.This is your control article. Katie does nothing without your written say-so.
5Describes the trustee’s duties and limits.Makes clear that Katie’s role is ministerial — she holds title and signs when directed. No management duties.
6Confirms all income and expenses flow to the beneficiaries.Keeps the trust invisible for tax purposes. You report everything on your personal return. No separate trust filing.
7Addresses trustee compensation.Katie can be compensated if you choose, but has no entitlement. Most individual trustees in family trusts serve without fee.
8Provides for trustee succession — what happens if Katie cannot continue.You are never stuck. If Katie resigns, becomes incapacitated, or dies, the trust has a clear path to a replacement trustee without going to court.
9Addresses beneficiary succession upon death or incapacity.Ensures the beneficial interest transfers according to your wishes, not intestacy law. Preserves the Prop 19 parent-child exclusion pathway.
10Indemnifies the trustee for actions taken in good faith under written direction.Protects Katie from personal liability when she follows your instructions. This is standard in every well-drafted trust.
11Limits the trustee’s personal liability to willful misconduct or gross negligence.Katie is protected from lawsuits unless she does something deliberately wrong. Standard protection that makes the trustee role practical.
12Requires the trustee to keep the trust property separate from personal assets.Prevents any confusion between Katie’s personal property and the trust property. Clean separation.
13Addresses how the trust interacts with homeowner’s insurance.Reminds you to notify your insurer that the property is held in trust. Most insurers add the trust as a named insured without issue.
14Includes a spendthrift clause protecting the beneficial interest from creditors.If someone sues Jason or Gina personally, the beneficial interest in the trust is shielded to the extent California law allows.
15Governs how the trust may acquire additional properties.If you want to add a second property to the trust later, this article tells you how. Simple written amendment plus a new Schedule A.
16Grants the right to revoke the trust at any time.Your exit door. You can undo this entire arrangement whenever you want. No penalties, no court approval, no waiting.
17Addresses distribution upon termination — what happens to the property when the trust ends.When the trust is revoked or terminated, the property goes back to the beneficiaries (or their designees) by deed. Clean exit.
18Specifies California as the governing law and selects jurisdiction.Prevents disputes about which state’s law applies. California law governs. Period.
19Contains miscellaneous provisions: severability, counterparts, notices.Standard legal infrastructure. If a court strikes one article, the rest survive. Documents can be signed in separate copies. Written notices must be delivered to specific addresses.
20Execution page — signature blocks for all parties, witnesses, and notary.The page you actually sign. Two disinterested witnesses. Notary acknowledgment. This makes the trust legally effective.

Your Guide to the 20 Articles

You do not need to memorize 20 articles. Here is how they group together — and which four matter most for your daily life:

1–3
Foundation
Names the trust, defines its purpose, and keeps it narrowly focused on holding property — not business.
4–7
Roles & Control
Who does what. Your power of direction, Katie’s duties, how income flows, and trustee compensation.
8–9
Planning Ahead
What happens if Katie can’t continue, and how beneficiary succession works. No court needed.
10–14
Protection
Liability shields for Katie, asset separation, insurance coordination, and creditor protection for you.
15–17
Flexibility
Add properties, revoke the trust, or terminate and get your property back. Your exit is always open.
18–20
Legal Mechanics
California law governs. Severability protects the whole if one part is challenged. Signature page makes it real.
If you read nothing else

Read Articles 4 (your control), 6 (your money), 14 (your protection), and 16 (your exit). These four articles most directly affect your daily life.

Part 5 — The Signing Day

What actually happens when you come in to sign

The signing is not complicated. It takes about 60–90 minutes, and Vince will walk you through every article before you put pen to paper. Here is the step-by-step:

1

Gather with two disinterested witnesses

You will need two adult witnesses who are not named in the trust and have no financial interest in the property. They do not need to read the document — they are simply confirming that they watched you sign. Vince can help arrange witnesses if needed.

2

Vince walks through the document article by article

Before anyone signs anything, Vince will read through each article with you and answer questions. This is not a formality — it is the point of the meeting. You should leave understanding every commitment you are making.

3

Schedule A identifies the specific property

Schedule A is the attachment that describes exactly which property is being placed in the trust. It will include the legal description from your current deed and the street address. Vince will verify this matches your title records before signing.

4

Sign in order: Jason and Gina first, then Katie, then witnesses, then notary

The signing order matters. The beneficiaries (Jason and Gina) sign the trust agreement first, affirming their beneficial ownership and power of direction. Katie signs second, accepting her duties as trustee. The witnesses sign third, confirming they observed the ceremony. The notary acknowledges last.

5

Execute the grant deed and file with the county

After the trust is signed, a separate grant deed transfers title from Jason and Gina to “Katie Van Cleave, as Trustee of the AB Legacy Trust.” This deed is recorded with the county recorder’s office. The documentary transfer tax exemption language is included on the deed so you do not pay the transfer tax.

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What happens after signing day

Once the deed is recorded, the trust is fully effective. Vince will provide you with copies of the signed trust, the recorded deed, and a one-page summary for your lender and insurer. You should notify your homeowner’s insurance company and, optionally, your lender. Then you go home and live your life exactly as before.

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Part 6 — What You Can Do After It Is Signed

Your life does not stop when the trust starts — here is how common situations work
SituationWhat You DoWhat the Trust Requires
Keep living in the propertyNothing. Continue as you are.Nothing. Beneficial owners have full right of occupancy.
Sell the propertyDirect Katie in writing to sign the listing agreement and sale deed.Written direction from beneficiaries. Katie signs as trustee. Sale proceeds go to you.
Refinance the mortgageApply with your lender as usual. Inform them the property is held in a land trust.Katie signs the new loan documents as trustee. Most lenders are familiar with this arrangement.
Rent the propertyFind a tenant, sign the lease in your own name as beneficial owner.Rental income is yours. The trust does not participate in the lease — this keeps the trust outside business-trust classification.
Revoke the trustSend written notice to Katie stating that you are revoking the trust.Katie deeds the property back to you. The trust terminates. No court involved.
Add another propertyExecute an amendment to the trust and a new Schedule A.Article 15 governs. Same structure, new property added by deed.
Death of a beneficiaryThe surviving beneficiary’s interest is governed by Article 9.The trust continues. The surviving beneficiary retains full power of direction. Successor beneficiary provisions activate per Article 9.
Katie can no longer serveAppoint a successor trustee under Article 8.Written instrument naming the successor. No court approval needed. The new trustee steps into Katie’s role.
Your life does not change.

This is the single most important message we can deliver about the trust’s day-to-day impact. You will not feel the trust. You will not notice the trust. You will not have to manage the trust. It sits quietly in the background, holding title, shielding your privacy, preserving your tax base, and waiting for the day it is actually needed. That is by design.

Part 7 — The Questions We Expect You Will Ask

Honest answers to the most common concerns

What if I need to sell quickly?

You can sell at any pace you choose. Send Katie a written direction, she signs the deed, and the sale proceeds as it would with any property sale. The trust does not slow the process — in fact, because title is already clean and in one name, it may simplify closing.

What if the IRS gets confused about who owns the property?

The AB Legacy Trust is a grantor trust for federal income-tax purposes. That means the IRS looks through the trust and sees Jason and Gina as the owners. You do not file a separate tax return for the trust. You report any property income or deductions on your personal return, exactly as you do now. Nothing changes.

What if a lawsuit comes at Jason or Gina personally?

Article 14 contains a spendthrift clause. Under California law, a spendthrift clause prevents a beneficiary’s creditors from reaching the trust’s assets directly. This is not bulletproof protection — it has limits under California Probate Code §15300 — but it adds a meaningful layer of difficulty for any creditor attempting to seize the property.

What if Katie gets sued?

Katie holds bare legal title. She has no beneficial interest in the property. A creditor of Katie’s cannot reach the trust property because Katie does not own it in any meaningful sense — she is simply the title holder. The beneficial interest belongs to Jason and Gina, and that interest is protected by the spendthrift clause.

What if one of us wants to exit the arrangement?

Either beneficiary can revoke the trust at any time under Article 16. If Jason and Gina agree to terminate, Katie deeds the property back. If only one beneficiary wants to exit, the trust can be amended to reflect the change. Vince can walk you through the specifics based on your situation.

What does this cost us each year?

In most years, nothing. The trust does not require annual filings, annual fees, or ongoing legal costs. The only costs arise when you need to take an action that requires the trustee’s signature — a sale, a refinance, an amendment — and those costs are the same transaction costs you would incur without a trust. There is no $800 annual tax because the trust is not classified as a business trust.

Do we need to tell our lender about the trust?

Technically, no. The Garn-St. Germain Act (12 U.S.C. §1701j-3) prohibits your lender from accelerating the loan based on a transfer to a trust where you remain a beneficiary. However, as a practical matter, many wealth strategists recommend notifying the lender as a courtesy. Vince will advise you on the best approach for your specific lender.

Will this affect our homeowner’s insurance?

You should notify your insurance company that the property is now held in the AB Legacy Trust. Most insurers will add the trust as a named insured at no additional cost. If your insurer is unfamiliar with land trusts, Vince can provide a brief explanation letter. The key point: the property is still insured, and you are still the beneficial owner. Coverage does not lapse because of the transfer.

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Part 8 — How This Was Drafted

Why the depth matters — and what it means for the quality of your trust

Vince is your wealth strategist. He is the professional responsible for every word in the AB Legacy Trust. But he did not draft this document alone, and we want you to understand how the process worked — because the depth of the research behind this trust is part of what makes it different from a template downloaded from the internet.

Here is what happened behind the scenes:

01
Research Assembly
Vince’s team assembled research from across California statute, case law, IRS guidance, and practitioner commentary — all organized around the five compliance challenges identified in Part 3.
02
Multi-Source Synthesis
Best-practice articles from Illinois, Florida, Virginia, and California land trusts were compared side by side. The strongest provisions from each were identified and adapted for California compliance.
03
First Drafting Pass
An initial draft of all 20 articles was generated based on the synthesized research. This draft was structured to address all five California requirements simultaneously — not bolted on after the fact.
04
Adversarial Review
A separate review process challenged each article against known failure modes: What if a court reads this differently? What if the FTB audits? What if the lender objects? Weak points were identified and strengthened.

Then Vince took over. He reviewed every article. He redlined provisions that did not match his professional judgment. He approved the final language. He is the one who will stand behind this document when you sit across the table and sign it.

What this means for your trust

A typical estate planning engagement starts with a template and makes minimal adjustments. The AB Legacy Trust started with research across four states, stress-tested every provision against California-specific risks, and was finalized by a licensed professional who knows your situation personally.

The result is senior-partner-grade depth — the kind of thoroughness you would expect from a large firm — delivered in days rather than weeks, at a fraction of the cost. That is what the combination of a skilled wealth strategist and a serious research platform can produce.

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Part 9 — A Word About Legacy

What this trust really means

Every legal instrument has a technical purpose and a human purpose. The technical purpose of the AB Legacy Trust is to hold title, preserve tax benefits, and protect the property from unnecessary legal exposure.

The human purpose is different.

This trust exists because three people sat down and decided to take care of something that matters — not just for today, but for the people who will come after them. Jason and Gina are not just protecting a house. They are making sure that when life takes its inevitable turns, their wishes are clear, their family is shielded from confusion, and their legacy reaches who they want it to reach, the way they want it to reach them.

Katie is not just holding a title. She is agreeing to stand in a position of responsibility — not for money, not for ownership, but because someone she cares about asked her to.

Three people choosing to honor a future they may not fully see is a profound act of responsibility. That is what the AB Legacy Trust is, underneath the articles and the legal language. It is a stewardship document. And it is ready for your signature.

A WORD FROM YOUR WEALTH STRATEGIST
“Your trust is ready. Your legacy begins the day you sign.”
Vince Caruso · April 30, 2026

This document was prepared as a pre-meeting brief for the signing of the AB Legacy Trust. It is not legal advice and does not create an attorney-client relationship. All legal questions should be directed to Vince Caruso.