Confidential — For Vince Caruso — Practice Model Overview
Practice Model · Ascension Wealth · Powered by Genesis

Your practice, amplified.

How one California wealth strategist delivers senior-partner depth at franchise-scale pricing — with Genesis as the research and drafting engine behind every matter.

3-TierFixed-Price Menu
5–21Day Turnaround
$3.5K–$40K+Price Range
10Research Verticals Built
Vince Caruso, Principal Wealth Strategist · Ascension Wealth · Powered by Genesis · April 30, 2026
Prepared ForVince Caruso, Principal Wealth Strategist — Ascension Wealth
Prepared ByCarter Hill, CEO — Day 7 PBC
PlatformGenesis
DateApril 30, 2026
At a Glance
Genesis Transparency Statement

Genesis is an AI research and drafting platform built by Day 7 Public Benefit Corporation. It does not practice law, give legal advice, or communicate with clients. Genesis assembles research, generates first drafts, and monitors legislative changes — all under the direction and professional judgment of the Principal Wealth Strategist.

Contents
Part 1The practice model
Part 2The 3-tier package — what you offer
Part 3The economics — what your practice earns
Part 4The workflow — from intake to signature
Part 5UPL safety — how the structure stays clean
Part 6How referrals work
Part 7Real scenarios from the portfolio
Part 8SoCal market comparison
Part 9FAQ — the questions you will ask
Part 10Next steps

Part 1 · The Practice Model

You are a California wealth strategist who delivers senior-partner-grade work at franchise-scale pricing. The model is clean: Vince handles every client relationship, every professional decision, every signing ceremony. Genesis handles research assembly, first-pass drafting, legislative monitoring, and document preparation. Day 7 PBC built and maintains the platform.

There is no law firm overhead. No partner meetings. No billable-hour target distorting what gets recommended. One professional. One platform. Every matter priced upfront so the client knows what they are paying before a single page is drafted.

V
Vince Caruso — the Principal Wealth Strategist

California professional. Fixed-price where possible, transparent always. You meet every client, review every draft, sign every instrument, and carry the professional responsibility for every matter that leaves your desk.

G
Genesis — the drafting platform

10 research verticals, 58 prompts, 15 packages. Genesis assembles research from primary sources, generates first-pass drafts, and monitors California legislative changes continuously. It does not give advice. It does not sign. It does not talk to clients.

D
Day 7 PBC — the platform owner

California Public Benefit Corporation. Commercial mission: make one wealth strategist productive at the level of a ten-partner firm. Day 7 built Genesis, maintains it, and charges a per-matter platform fee. Day 7 does not practice law and has no client relationship.

How They Fit Together

StepVinceGenesisDay 7 PBC
Client intakeMeets client, determines needs, selects tierProvides intake questionnaire templateMaintains platform
ResearchReviews research output, adds professional judgmentAssembles research from 10 verticals, cites primary sourcesUpdates research library
DraftingReviews, revises, and finalizes every documentGenerates first-pass drafts from research outputMaintains drafting engine
Client deliveryPresents documents, answers questions, conducts signingNo client contactNo client contact
Post-signingMonitors client relationship, annual reviewMonitors legislative changes, flags compliance issuesMaintains monitoring engine
The Model in One Sentence

Vince is the practice. Genesis is the engine. Day 7 is the manufacturer. The client sees Vince and only Vince.


📦

The 3-Tier Package

What you offer every client who walks through the door

Part 2 · The 3-Tier Package — What You Offer

Three fixed-price tiers cover approximately 90% of California estate-planning work. The client picks a tier based on complexity. Vince confirms the fit. The fee is disclosed upfront and does not change unless scope changes with the client’s written approval.

Tier 1
Foundation
Core estate plan for individuals and couples with straightforward needs
$3,500–$6,000
3–5 business day turnaround
  • Revocable Living Trust
  • Pour-Over Will
  • Durable Power of Attorney
  • Advance Healthcare Directive
  • HIPAA Authorization
  • Guardian nomination (if minor children)
  • Trust funding worksheet
  • 1 execution session with Vince
  • CPA coordination memo
Client pays Vince’s practice · Genesis platform fee included
Tier 3
Legacy
Complex wealth transfer, multi-generational planning, charitable structures
$15,000–$40,000+
14–21 business day turnaround
  • Everything in Shield
  • SLAT / IDGT / QPRT (as needed)
  • Irrevocable Life Insurance Trust
  • Dynasty trust language
  • Family governance memo
  • Foundation or DAF setup
  • Multi-state review (if properties in 2+ states)
  • 3 sessions + family meeting with Vince
  • 3-year legislative monitoring
Client pays Vince’s practice · Genesis platform fee included

Decision Guide

Client ProfileRecommended TierWhy This Tier Fits
Young couple, one home, no businessFoundationStraightforward estate plan covers their needs today; upgrade later as complexity grows
Family with 2–3 CA properties, small businessShieldAsset protection + Prop 13/19 strategy needed for multi-property families
Retired professional, $3M+ estate, charitable goalsShield or LegacySLAT/IDGT/ILIT territory once estate exceeds exemption thresholds
Multi-generational family, properties in 2+ statesLegacyDynasty language, multi-state review, and family governance required
Restaurant/retail family, succession planningShield or LegacyBusiness succession + real-property asset protection in a single engagement
Why Fixed Pricing Matters

Every client knows the total cost before a single page is drafted. No surprise invoices. No billable-hour anxiety. No scope creep without a written amendment. The fixed-price model builds trust from the first conversation — and trust is the only thing a wealth strategist actually sells.


💰

The Economics

What your practice earns per matter and per quarter

Part 3 · The Economics — What Your Practice Earns

The revenue split is between two parties: Vince’s practice and the Genesis platform. No third-party attorney split. No middleman. No percentage to a referral network. Client pays Vince. Vince’s practice retains approximately 70% of every engagement. Genesis charges approximately 30% as a platform fee.

Revenue Per Matter

Exhibit A — Revenue breakdown by tier
TierClient PaysVince’s Practice RevenueGenesis Platform FeeYour Effective Margin
Foundation (low)$3,500~$2,450~$1,050~70%
Foundation (high)$6,000~$4,200~$1,800~70%
Shield (low)$7,500~$5,250~$2,250~70%
Shield (high)$15,000~$10,500~$4,500~70%
Legacy (low)$15,000~$10,500~$4,500~70%
Legacy (high)$40,000+~$28,000+~$12,000+~70%

What 10 Matters Per Quarter Looks Like

Exhibit B — Quarterly revenue scenarios
ScenarioMixQuarterly Client RevenueVince’s Practice Revenue
Conservative7 Foundation + 2 Shield + 1 Legacy~$74,500~$52,150
Balanced4 Foundation + 4 Shield + 2 Legacy~$92,000~$64,400
Growth2 Foundation + 5 Shield + 3 Legacy~$118,500~$82,950
The Realistic Scenario

Three matters per month, balanced across tiers, puts Vince’s practice at $150,000–$200,000+ in annual revenue — with no associates, no office lease, no partner draw, and no billable-hour pressure. The Genesis platform fee is the only overhead beyond standard professional costs (E&O insurance, continuing education, notary fees).

At five matters per month, the numbers exceed $250,000 annually. At that volume, the question shifts from “Can I afford to do this?” to “Do I want to hire a part-time assistant?”

SoCal Market-Rate Comparison

Exhibit C — What comparable work costs elsewhere
ProviderComparable WorkPrice RangeDepth
Anderson / Coons networkAsset-protection trusts, LLCs, entity planning$25,000–$65,000National network, high overhead
Local SoCal boutique firmsEstate plans, land trusts, business succession$15,000–$40,000Varies widely by partner
Vince + GenesisSame work, same depth, fixed pricing$3,500–$40,00058-prompt research library, continuous monitoring
LegalZoom / online servicesTemplate trusts and wills$199–$599No customization, no California-specific strategy
What This Means for Your Clients

A family that would pay $25,000–$40,000 at a traditional firm for an asset-protection trust with LLC formation gets the same depth from Vince at $7,500–$15,000 — with faster turnaround, fixed pricing, and a single professional who knows their name. The research depth is not less. It is more. The difference is that the research engine does not bill by the hour.


🛠

The Workflow

From first contact to signed instruments

Part 4 · The Workflow — From Intake to Signature

Every matter follows the same five-step sequence. The steps do not change between tiers — only the depth and turnaround time change. Vince is the face of every step. Genesis works behind the scenes.

1

Client Contact

Referral comes in (paralegal, financial advisor, CPA, friend, or direct inquiry). Vince sends the intake form — a structured questionnaire tailored to the likely tier. Foundation intake: 20 questions. Shield: 35 questions. Legacy: 55 questions. The form collects family structure, property inventory, existing instruments, goals, and concerns.

2

Client Fills Intake

The client completes the intake at their own pace. Vince reviews the responses, identifies the right tier, and confirms scope with the client before any work begins. If the matter falls outside the three tiers, Vince declines politely and refers to a specialist.

3

Genesis Drafts, Vince Reviews

Genesis assembles research from the relevant verticals, generates first-pass drafts of every instrument, and produces a compliance brief covering California-specific issues (Prop 13/19, Garn-St. Germain, transfer-tax exemption, franchise-tax treatment). Vince reviews every page, applies professional judgment, revises as needed, and finalizes the documents.

4

Engagement Letter and Retainer

Once scope is confirmed, Vince sends the engagement letter with the fixed fee. Standard terms: 50% retainer upfront, balance at signing. The fee is the fee — no hourly adjustments, no surprise invoices. If scope changes mid-engagement, Vince and the client agree in writing before any additional work is done.

5

Drafting, Review, Signing, Recording, Delivery

Final documents are prepared. Vince conducts the signing ceremony (in person or via remote notarization). Deeds are recorded at the county recorder. The client receives a complete set of executed originals, digital copies, and a plain-English summary of what they signed and why.

What Vince Never Has to Do

01
Start from a blank page
Every instrument begins from a research-backed draft, not a blank document and a blinking cursor.
02
Build a research library
58 research prompts and 15 packages already built across 10 verticals. The library grows with every matter.
03
Track legislative changes
Genesis monitors California legislation continuously. When something changes that affects an existing client, Vince gets a brief — not a surprise.
04
Design client deliverables
Every deliverable is formatted, organized, and presentation-ready before Vince touches it. No wrestling with templates.
05
Convert between document formats
Genesis handles format conversion, compilation, and delivery packaging so Vince can focus on substance.
06
Chase down primary sources
Every claim in a Genesis draft is cited to a primary source — statute, case, or regulation. Vince verifies. He does not have to find them first.

🛡

UPL Safety

How the structure stays on the right side of the line

Part 5 · UPL Safety — How the Structure Stays Clean

The unauthorized-practice-of-law question is the first question any sophisticated professional will ask. The answer is structural, not aspirational: the division of labor is designed so Genesis never crosses the line.

What would be UPL
Advising a client on which tier to choose
Recommending specific trust structures
Communicating directly with clients about their matter
Signing legal instruments
Representing a party in a transaction
Interpreting how a statute applies to a specific client
What Genesis actually does
Assembles research from primary sources
Generates first-pass drafts for professional review
Monitors legislation and flags changes
Prepares compliance briefs
Formats deliverables for client presentation
Maintains a research library organized by vertical

The Bright Lines

ActivityVinceGenesis
Gives legal adviceYes — this is the jobNever
Signs instrumentsYes — as Principal Wealth StrategistNever
Communicates with clientsYes — every interactionNever
Decides which tier fitsYes — professional judgmentNever
Represents a partyYes — under engagement letterNever
Assembles researchReviews outputYes — from primary sources
Generates first draftsRevises and finalizesYes — for professional review
Monitors legislationReceives briefsYes — continuously
The Line Is Clear and Never Crossed

Genesis is a tool in Vince’s practice, the same way Westlaw is a tool in a litigator’s practice. The tool does research and produces drafts. The professional reviews, revises, applies judgment, and delivers. The tool does not meet clients, does not give advice, and does not sign anything. There is no gray area because the division was designed to eliminate gray area.


🤝

How Referrals Work

Simple introductions, not elaborate partnerships

Part 6 · How Referrals Work

Referrals from paralegals, financial advisors, CPAs, insurance agents, and other professionals are the natural pipeline for this practice. The referral structure is simple: someone has a client who needs estate planning, they introduce that client to Vince. Vince handles everything from there.

The Referral Flow

1

Referrer identifies a client need

A paralegal has a client whose estate plan is outdated. A CPA notices a client is exposed on Prop 13. A financial advisor realizes a client has no trust. The referrer reaches out to Vince.

2

Introduction is made

A warm introduction — email, phone call, or in-person. The referrer introduces the client to Vince and steps aside. No complicated intake forms. No shared-access portals. Just a professional introduction.

3

Vince takes it from here

Vince meets the client, determines the right tier, sends the intake form, and runs the matter through the standard workflow. The referrer does not participate in the engagement. The referrer does not review drafts. The referrer does not collect fees from the client.

Referral compensation is between Vince’s practice and the referrer — a standard marketing-services arrangement under California rules. The structure is no different from how a dentist pays a marketing consultant for patient introductions. Clean, simple, and within professional-conduct boundaries.

Why Paralegals Refer to Vince

A paralegal working under a non-performing attorney sees quality work sitting on a desk collecting dust. The client deserves better. The paralegal knows it. But the paralegal cannot practice law. Vince can. The paralegal introduces the client to Vince, the client gets served, and the paralegal has a professional they can trust to do the work their own attorney would not.

Who Refers

Referral SourceWhy They ReferTypical Client
ParalegalsClean work sitting on a desk that their attorney will not pursueFamilies needing estate plans, trust updates, asset protection
Financial advisorsClient has wealth but no estate plan; advisor cannot draft instrumentsHigh-net-worth individuals, retirees, business owners
CPAsTax-planning clients who need trust structures for Prop 13/19 or estate-tax efficiencyProperty owners, business succession, charitable planning
Insurance agentsLife insurance clients who need ILITs or trust-funded policiesFamilies with significant insurance positions
Real estate professionalsClients buying/selling property who need trust structures or LLCsInvestors, families transferring property between generations

📚

Real Scenarios

Three matters from the portfolio

Part 7 · Real Scenarios from the Portfolio

These scenarios illustrate how the three-tier model plays out in practice. Names and details reflect real engagement profiles.

Scenario A — The Bella Kitchen Referral

A
Restaurant family, Central Valley, 2 California properties

Tier: Shield  ·  Fee: $11,500  ·  Turnaround: 8 business days

A paralegal referred a husband-and-wife restaurant family in the Central Valley. Two California properties — one commercial (the restaurant location), one residential. Existing will was 15 years old and did not mention the commercial property. No trust. No LLC. No Prop 13 strategy.

Vince met the clients, confirmed Shield tier, and sent the intake form. Genesis assembled research on Prop 13 preservation for the commercial property, Garn-St. Germain treatment for both properties, and an LLC analysis for the restaurant entity. First-pass drafts delivered to Vince in 3 days. Vince reviewed, revised the LLC operating agreement to reflect the family’s succession preferences, and conducted two sessions — one to present, one to sign.

Deliverables: Revocable living trust, pour-over will, land trust for the commercial property, CA LLC for the restaurant, Prop 13 strategy memo, grant deed, healthcare directives, powers of attorney, CPA memo, and funding worksheet.

Vince’s practice revenue: ~$8,050. Total Vince time: approximately 8 hours across 8 days.

Scenario B — The Segura Real-Estate Matter

B
3 rental properties, Los Angeles and San Bernardino counties

Tier: Legacy  ·  Fee: $28,000  ·  Turnaround: 23 business days

A CPA referred a client with three rental properties across two California counties. The client wanted asset protection, estate planning for a blended family (two sets of adult children), and a charitable giving structure. Existing estate plan was a bare-bones will from a discount online service.

Vince met the family, mapped the full picture, and confirmed Legacy tier. Genesis assembled research across five verticals: land trusts, LLC planning, irrevocable trusts, charitable structures, and multi-state compliance (one property was borderline on a county-line issue). First-pass drafts to Vince in 7 days. Vince conducted three review sessions with the family and one family meeting to walk through the governance memo.

Deliverables: Revocable living trust, SLAT for the blended-family structure, three land trusts (one per property), two LLCs, Donor-Advised Fund setup documents, family governance memo, grant deeds for all three properties, full compliance package, and a 3-year legislative monitoring commitment.

Vince’s practice revenue: ~$19,600. Total Vince time: approximately 22 hours across 23 days.

Scenario C — Small-Town Foundation

C
Retired schoolteacher, Bakersfield, one home

Tier: Foundation  ·  Fee: $3,500  ·  Turnaround: 5 business days

A friend referred a retired schoolteacher in Bakersfield. One home, no business, straightforward family (two adult children). The client had no trust, no will, and no healthcare directive. She wanted to avoid probate, preserve her Prop 13 value, and make sure her children did not have to fight over a house while grieving.

Vince met her over coffee, confirmed Foundation tier, and sent the short intake form. Genesis produced first-pass drafts in 2 days. Vince reviewed, made minor adjustments to the guardian-nomination language, and conducted a single signing session at the client’s kitchen table.

Deliverables: Revocable living trust, pour-over will, durable power of attorney, advance healthcare directive, HIPAA authorization, trust funding worksheet, CPA memo.

Vince’s practice revenue: ~$2,450. Total Vince time: approximately 3 hours across 5 days.

Common Threads Across All Three

📈

SoCal Market Comparison

Where Vince + Genesis sits in the competitive landscape

Part 8 · SoCal Market Comparison

The California estate-planning market has four tiers: big national networks, local boutique firms, solo practitioners, and online template services. Vince + Genesis occupies a fifth position that did not exist before: solo-practitioner pricing with senior-partner research depth.

Exhibit D — Competitive landscape
ProviderCA-SpecificPrice RangeTurnaroundResearch DepthContinuous Monitoring
Anderson / Coons networkNational focus, CA presence$25K–$65K30–90 daysPartner-dependentRarely included
Local SoCal boutiqueYes$15K–$40K21–60 daysVaries by firmAd hoc
Vince + GenesisCalifornia-first$3.5K–$40K5–21 days58 prompts, 15 packages, 10 verticalsIncluded (Legacy tier: 3 years)
Franchise networksTemplate-based$1.5K–$5K7–14 daysMinimal customizationNot included
LegalZoom / onlineGeneric templates$199–$599InstantNo research, no customizationNot included

Price Comparison by Engagement Type

Exhibit E — Price comparison across engagement types
BASIC ESTATE PLAN $3.5K–$6K Vince + Genesis $15K–$25K Anderson / Coons $10K–$20K Local boutique ASSET PROTECTION + LLC $7.5K–$15K Vince + Genesis $30K–$50K Anderson / Coons $20K–$35K Local boutique COMPLEX LEGACY PLAN $15K–$40K Vince + Genesis $45K–$65K+ Anderson / Coons $25K–$40K Local boutique $0 $20K $40K $60K+ Vince + Genesis Anderson / Coons Local Boutique
The Pricing Advantage Is Real

Vince does not compete by cutting corners. The research depth is equal to or greater than what a $50K engagement at a traditional firm produces. The difference is that the research engine does not bill by the hour, does not take vacations, and does not need to be brought up to speed on California land-trust law because it has already read everything.

The client gets more depth at a lower price because the economics of a single practitioner plus a research platform are fundamentally different from the economics of a twelve-partner firm with an office in Century City.


FAQ

The questions you will ask

Part 9 · FAQ — The Questions You Will Ask

What if a matter falls outside the three tiers?

You decline politely and refer to a specialist. The three-tier model covers approximately 90% of California estate-planning work. The remaining 10% — international tax treaties, complex litigation-driven restructuring, oil-and-gas royalty trusts — is better served by a specialist. Knowing when to say no is what makes the model trustworthy.

What if the client disputes the fee?

The fixed fee is disclosed upfront in the engagement letter before any work begins. The client signs the engagement letter before Genesis generates a single page. If the client wants to negotiate, that conversation happens before signing — not after. Post-engagement fee disputes are vanishingly rare when the price is fixed, disclosed, and agreed upon in writing at the outset.

What if Genesis makes a mistake in a draft?

Vince reviews everything. Every page. Every citation. Every clause. Genesis produces first-pass drafts, not final instruments. The professional judgment is human. If a Genesis draft contains an error — a misapplied statute, a formatting issue, an outdated case reference — Vince catches it in review and corrects it. The same way an associate’s first draft gets reviewed by the partner before it leaves the firm.

What about malpractice insurance?

Vince carries errors-and-omissions (E&O) insurance appropriate for his practice. The Genesis platform does not practice law and does not carry malpractice insurance because it does not need it — it is a research and drafting tool, not a practitioner. Day 7 PBC carries standard commercial liability coverage for the platform itself.

Can I add more tiers later?

Yes. The Genesis platform is extensible. If Vince identifies a client need that falls between tiers or represents a new market segment (e.g., a specialized agricultural-trust package for Central Valley farming families), a new tier or sub-package can be built on the platform. The research-vertical architecture is designed to grow with the practice.

What if California law changes?

Genesis monitors California legislation continuously. When a statute, regulation, or appellate decision changes in a way that affects existing instruments or the tier structure, Genesis produces a compliance brief and delivers it to Vince. Legacy-tier clients receive this monitoring for three years as part of their engagement. Shield-tier clients can add it as an annual subscription. The monitoring is not a promise to keep checking occasionally — it is automated and continuous.

What if I want to expand beyond estate planning?

Day 7 PBC has built 10 research verticals. Estate planning is one of them. The platform supports wealth-sovereignty planning, business succession, charitable structures, asset protection, and more. If Vince’s practice grows into adjacent areas, the research infrastructure already exists. No need to build from scratch.

What if I want to test this on one matter first?

Perfect. No contract is required for the first matter. Pick a client, run it through the workflow, and see the output before committing to anything. The platform fee for the first matter is the same as any other — but there is no subscription, no minimum volume, and no lock-in. If the first matter does not convince you, you walk away with a completed client engagement and no further obligation.


🚀

Next Steps

From here to first matter

Part 10 · Next Steps

The model is designed to start small and prove itself. No upfront commitment. No annual contract. No minimum volume. Just one matter, one workflow, one result.

This Week
15-minute call with Carter Hill to confirm fit
A brief conversation to walk through the model, answer questions, and confirm that the Vince + Genesis structure fits your practice goals. No pitch deck. No sales pressure. Just a conversation between a platform builder and the professional who will use it.
Next 10 Days
First matter — pick a client, run it through
Choose a real client with a real need. Run the matter through the five-step workflow. See the intake form, the research output, the first-pass drafts, and the final deliverable package. Judge the model by the output, not the slide deck.
Next 30 Days
Refine the workflow, build the pipeline
After the first matter, refine: adjust the intake form if needed, calibrate turnaround expectations, and start building the referral pipeline. By this point, you will have a completed matter, a happy client, and a clear picture of what the practice looks like at scale.
Ongoing
Your practice scales as referrals grow
The model does not require you to change who you are or how you work. It requires you to let a research engine do the heavy lifting on research and first-pass drafting so you can spend your time where it matters most: meeting clients, applying professional judgment, and building relationships that generate referrals.
The Model
“One wealth strategist. One AI platform. Senior-partner depth at franchise prices. That is the model.
Carter Hill — Day 7 Public Benefit Corporation

End of Practice Model overview. For questions, contact Carter Hill at Day 7 PBC.